AdvisorPub is the only content platform built around FINRA Rule 2210 from the ground up — with AI-powered annotation, automated principal review, and exam-ready archiving.
No credit card required — 14-day free trial
Most compliance tools archive. AdvisorPub enforces FINRA Rule 2210 at the moment of creation.
Rule 2210 governs every piece of retail-investor communication — from emails to LinkedIn posts to seminar slides. Our AI flags prohibited language, required disclosures, and misleading performance claims before content ever leaves your desk, not after a regulator does.
Built by advisors who survived FINRA exams, not SaaS generalists.
Inline suggestions identify prohibited claims, missing risk disclosures, unbalanced presentations, and testimonial violations in real time — before you hit send.
FINRA requires a registered principal to approve retail communications. AdvisorPub routes content automatically, with one-click approve/reject and a full audit trail.
SEC and FINRA require firms to retain all client communications for 3 years (6 for broker-dealers). Every piece is timestamped, immutable, and exportable for exams.
Browse 40+ annotated FINRA/SEC rules — 2210, 2241, 2243, Form ADV Part 2 — with plain-English summaries and real examples of violations.
Real-time view of content pipeline: pending principal review, expiring annual reviews, overdue disclosures, and upcoming FINRA filing dates.
Publish approved content directly to Redtail, Wealthbox, LinkedIn, and email platforms — with approval status locked so unapproved drafts can never go live.
The only platform built specifically for FINRA Rule 2210 compliance.
| Feature | AdvisorPub | Hearsay Social | Smarsh | Compliant Social | Manual/Email |
|---|---|---|---|---|---|
| FINRA Rule 2210 Engine | ✓ | — | — | — | — |
| Principal Review Workflow | ✓ | ✓ | — | ✓ | — |
| 3-Year Archive | ✓ | ✓ | ✓ | — | — |
| AI Annotation | ✓ | — | — | — | — |
| Starting price | $149–$499/mo | $800+/mo | $500+/mo | $400+/mo | Free + compliance risk |
Start free. Upgrade when your practice grows.
Independent RIAs & 1-person shops
Small-mid RIA firms (2–20 advisors)
Broker-dealers & large RIAs
Join hundreds of RIAs and broker-dealers that publish with confidence.
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