April 27, 2026 — Sunrise Capital RIA
Content pieces this month
47
+12 vs last month
Pending principal review
6
3 due today
Archived (last 90 days)
218
Exam-ready
Rule 2210 flags resolved
31
99.4% resolution rate
Q2 Newsletter: Retirement Income Planning
Retail Communication · Sarah Chen
1d in stage
ApproveLinkedIn Post: Market Volatility Update
Social Media · James Park
Just now
ViewSeminar Invite: Estate Planning Workshop
Correspondence · Maria Lopez
Email Blast: New CD Rates Available
Retail Communication · Tom Williams
3d in stage
Review flagsClient Update: Inflation & Bond Ladders
Correspondence · Sarah Chen
AP-1037: Prohibited performance guarantee language detected in paragraph 2
2h ago
Annual review due: 18 content pieces older than 12 months need re-approval
1d ago
FINRA filing deadline: Form BD amendment due in 7 days
2d ago
AP-1038 approved by Principal M. Rodriguez — published to email list
3d ago
Form BD Annual Amendment
May 4, 2026
FINRA Annual Compliance Certification
May 31, 2026
SEC Form ADV Part 2 Annual Update
Jun 15, 2026
FINRA Continuing Education (3 advisors)
Jun 30, 2026